$35,000,000
$35 million recovery for a family office from a brokerage firm that was alleged to have churned the client’s accounts and engaged in other wrongdoing.
$2,500,000
$2.5 million resolution of data privacy arbitration.
$17,000,000
$17 million in assets recovered for investor in connection with unsuitably risky derivative investment.
$13,579,000
$13.579 million recovery from a brokerage firm that sold fraudulent securities issued by a Ponzi scheme after failing to conduct adequate due diligence of the Ponzi scheme.
$11,000,000
$11 million recovery for a minority Michigan shareholder who alleged that a controlling shareholder in a privately held company engaged in shareholder oppression.
$5,000,000
$5 million recovery for institutional investor after brokerage firm misrepresented the nature and risks of a leveraged real estate fund.
