$1.95 million recovery from a brokerage firm that recommended and sold over-concentrated positions in risky, leveraged, Puerto Rico bond funds.
$1.8 million recovery from a brokerage firm that misrepresented the nature and risks of Lehman Brothers structured products.
$1.325 million recovery from a brokerage firm that misrepresented the nature and risks of a leveraged real estate fund.
$1.325 million recovery from a brokerage firm that misrepresented the nature and risks of a leveraged real estate fund.
$1.3 million recovery on behalf of international investors from a European bank that misrepresented the risks of a structured note.